Barry P. Harris, IV
1001 College Court
New Bern, North Carolina
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Mailing Address:
Post Office Box 867
New Bern, North Carolina
28563-0867

Phone: 252-672-5514
Fax: 252-672-5477
Email: bph@wardandsmith.com

Mr. Harris possesses more than 25 years of experience in financial institutions matters.  His practice experience encompasses representing banks, broker/dealers and investment advisors with state and federal securities and banking regulators and advising clients on the conduct of those businesses.  Mr. Harris has been active in the development and implementation of wealth management business models within financial institutions.  He also assists clients with business practices and policies, contract negotiations, and employment issues and policies.  Prior to joining the firm, Mr. Harris served as general counsel of the retail broker/dealer of one of the nation's leading financial institutions.

Practice Group
Financial Institutions

Practice Specialties
Wealth Management
Banking/Trust
Broker/Dealers
Investment Advisors

Bar Admissions
North Carolina, 2005
Georgia, 1979

Court Admissions
All state courts in Georgia
All state courts in North Carolina

Education
J.D., magna cum laude, University of Georgia, 1979. Order of the Coif, Order of Barristers.
B.A., magna cum laude and general honors, University of Georgia, 1976

Memberships
American Bar Association
Georgia Bar Association
North Carolina Bar Association

Publications
Financial Institutions

 

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