1001 College Court
New Bern, North Carolina 28562
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P: 252.672.5514
F: 252.672.5477
bph@wardandsmith.com

Mailing Address:
Post Office Box 867
New Bern, North Carolina
28563.0867

Barry P. Harris, IV


Mr. Harris possesses more than 25 years of experience in financial institutions matters. His representations have included banks, broker/dealers, and investment advisors in the conduct of those businesses, including representation before state and federal securities and banking regulators. Mr. Harris has been active in the development and implementation of wealth management business models within financial institutions. He also assists clients with business practices and policies, contract negotiations, and employment issues and policies. Prior to joining the Firm, Mr. Harris served as general counsel of the retail broker/dealer of a leading financial institution.

Practice Group
Financial Institutions

Practice Concentration
Wealth Management
Banking/Trust
Broker/Dealers
Investment Advisors

Admitted to Practice
North Carolina, 2005
Georgia, 1979
All state courts in Georgia
All state courts in North Carolina

Education

J.D., magna cum laude, The University of Georgia School of Law, 1979. Order of the Coif, Order of Barristers.

B.A., magna cum laude and general honors, The University of Georgia, 1976


Professional and Community Affiliations

American Bar Association — Sections: Business Law; Intellectual Property Law

Georgia Bar Association
North Carolina Bar Association — Section: Business Law

Publications

Financial Institutions

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