News + Insights

The IPO On-Ramp, unlike most other provisions, of the Jumpstart Our Business Startups Act (“JOBS Act”) did not require rulemaking by the Securities and…

Companies with over $10 million in assets and which have a certain number of “record holders” of a class of securities must register under…

The Jumpstart Our Business Startups Act (“JOBS Act”) amends Section 3(b) of the Securities Act of 1933 (“Securities Act”) to require that the Securities…

The Basics –– Technology Platform Operators and Issuers “Crowdfunding,” the selling of small securities offerings in small increments to many buyers (“Crowd”), may have…

General Background “Regulation D” allows for certain securities offerings to be exempt from the registration requirements of Section 5 of the Jumpstart Our Business…

On August 20, 2014, the North Carolina Supreme Court issued an opinion that provides a powerful tool for lenders with spousal guaranty agreements in…

On Thursday, September 4, 2014, the Raleigh News and Observer and the Charlotte Observer published their “Contract to Cheat” series online, with corresponding articles…